Lucretius Today Episode 257/258 - There Is No Necessity To Live Under The Control Of Necessity (Fate, Necessity, And Determinism)

Table of Contents

1. Introduction

VS09. Necessity is an evil, but there is no necessity to live under the control of necessity.

Vergil - Georgics 2:490 -

Happy is he who is able to know the causes of things,
And who has trampled beneath his feet all fear,
Inexorable fate, and the din of the devouring underworld

Felix qui potuit rerum cognoscere causas
Atque metus omnes, et inexorabile fatum
Subjecit pedibus, strepitumque Acherontis avari

VS40. The man who says that all things come to pass by necessity cannot criticize one who denies that all things come to pass by necessity: for he admits that this too happens of necessity.

In this session of the Lucretius Today Podcast we start a new series in which we will take a step back and examine a series of key doctrines of Epicurus

1.1. Under the Epicurean worldview, there are no supernatural commandments or ideal forms or absolute notions of virtue to follow. Our lives are short, and after we die we are forever no more.

Therefore, during the brief span of life that is available to us, we must work to identify the best life which is available to us and then act to achieve it.

"Since Epicurus …..as the first to view the rational pursuit of happiness as a practical problem. it was naturally he who first came to grips …..ith the problem of freedom and determinism. Having once assumed that happiness is the goal of life and that the rational pursuit of it presumes both the freedom of the individual and the possibility of planning the whole life, he was bound to single out all those external compulsions 10 which antecedent and contemporary thought had yielded belief and one by one to demonstrate them to be nonexistent, escapable. or con- querable. In this he was a natural pragmatist, assuming both the need and feasibility of controlling experience." - Norman DeWitt - Epicurus And His Philosophy - page 171.

1.2. Epicurus held that if we thought we had no power over our actions and our future it would be impossible to act to live happily. There would be no reason to praise or blame anything, and no reason to attempt to steer the events that will happen to us.

Epicurus investigated whether any force of fate or necessity or determinism exists which compel all events to happen as they do. Epicurus found that this is not the case, and so he taught his students to repudiate the idea that such a force exists. Instead, Epicurus taught that some events happen by necessity, some happen by accident, and some happen due to free choice.

1.3. The Truth Is That Some Things Happen By Necessity. Some Things Happen By Chance, and Some Things Are Under Our Own Control

Letter to Menoeceus (Bailey) : [133] For indeed who, think you, is a better man than he who holds reverent opinions concerning the gods, and is at all times free from fear of death, and has reasoned out the end ordained by nature? He understands that the limit of good things is easy to fulfill and easy to attain, whereas the course of ills is either short in time or slight in pain; he laughs at (destiny), whom some have introduced as the mistress of all things. (He thinks that with us lies the chief power in determining events, some of which happen by necessity) and some by chance, and some are within our control; for while necessity cannot be called to account, he sees that chance is inconstant, but that which is in our control is subject to no master, and to it are naturally attached praise and blame.

As to those that happen by necessity:

Epicurus to Herodotus (Bailey) [77] Furthermore, the motions of the heavenly bodies and their turnings and eclipses and risings and settings, and kindred phenomena to these, must not be thought to be due to any being who controls and ordains or has ordained them and at the same time enjoys perfect bliss together with immortality (for trouble and care and anger and kindness are not consistent with a life of blessedness, but these things come to pass where there is weakness and fear and dependence on neighbors). Nor again must we believe that they, which are but fire agglomerated in a mass, possess blessedness, and voluntarily take upon themselves these movements. But we must preserve their full majestic significance in all expressions which we apply to such conceptions, in order that there may not arise out of them opinions contrary to this notion of majesty. Otherwise this very contradiction will cause the greatest disturbance in men’s souls. Therefore we must believe that it is due to the original inclusion of matter in such agglomerations during the birth-process of the world that this law of regular succession is also brought about.

2. Why Does The Question Of Fate / Necessity / Determinism Still Matter Today?

It may be here interposed that the concept of determinism is not offensive to the intellectualist. It was consequently the duty of Epicurus as a moralist, a reformer, and hence a pragmatist, or in ancient parlance, as a truly wise man, "who will be more powerfully moved by his feelings than other men," to declare the significance of determinism for human conduct. His verdict was that it meant paralysis.

  • Norman DeWitt EAHP page 175

2.1. A belief in fate is a major psychological problem for many people. It creates painful feelings of anxiety and helplessness.

2.2. A belief in fate prevents people from taking charge of their own lives.

2.3. A belief in fate is used by others to indimidate us into accepting their predictions and prophecies and bending to their will.

2.4. A belief in fate would lead us never to hold anyone - including ourselves - responsible for their own actions, and would make it illogical to praise or blame anyone for anything.

2.5. A belief in fate is deeply embedded into our culture, religions, and philosophies.

2.5.1. Religions

  1. Judeo-Christianity
  2. Astrology

2.5.2. Philosophies

  1. Cicero's "On Fate" attributes the opinion that everything happens by necessity to Democritus, Heraclitus, Empedocles, and Aristotle. (An Epicurean Argument in Cicero, "De Fato" XVII-40, Author(s): Pamela M. Huby Source: Phronesis, Vol. 15, No. 1 (1970), pp. 83-85)
  2. Cicero's Academica: *"And since the force that we have called 'quality ' moves in this manner and since it thus vibrates to and fro, they think that the whole of matter also is itself in a state of complete change throughout, and is made into the things which they term ' qualified,' out of which in the concrete whole of substance, a continuum united with all its parts, has been produced one world, outside of which there is no portion of matter and no body, while all the things that are in the world are parts of it, held together by a sentient being, in which perfect reason, is immanent, and which is immutable and eternal since nothing stronger exists to cause it to perish ; and this force they say is the soul of the world, and is also perfect intelligence and wisdom, which the entitle God, and is a sort of 'providence' knowing the things that fall within its province, governing especially the heavenly bodies, and then those things on earth that concern mankind ; and this force they also sometimes call Necessity, because nothing can happen otherwise than has been ordained by it under a 'fated and unchangeable concatenation of everlasting order'; although they sometimes also term it Fortune, because many of its operations are unforeseen and unexpected by us on account of their obscurity and our ignorance of causes." Academica I - VII - 29
  3. Stoicism

2.6. We need an understanding of how Fate/Determinism Relates to Our Confidence In our "Scientific" Predictions About The Future

For example: Cicero - On Fate [13] VII. But this is a view that you, Chrysippus, will not allow at all, and this is the very point about which you are specially at issue with Diodorus. He says that only what either is true or will be true is a possibility, and whatever will be, he says, must necessarily happen, and whatever will not be, according to him cannot possibly happen. You say that things which will not be are also 'possible ' — for instance it is possible for this jewel to be broken even if it never will be —, and that the reign of Cypselus at Corinth was not necessary although it had been announced by the oracle of Apollo a thousand years before. But if you are going to sanction divine prophecies of that sort, you will reckon false statements as to future events (for instance a prophecy that Africanus was not going to take Carthage) as being in the class of things impossible, and also, if a thing is truly stated about the future and it will be so, you would have to say that it is so; but the whole of this is the view of Diodorus, which is alien to your school.

[14] For if the following is a true connection, ' If you were born at the rising of the dogstar you will not die at sea,' and if the first proposition in the connection, 'You were born at the rising of the dogstar,' is necessary (for all things true in the past are necessary, as Chrysippus holds, in disagreement with his master Cleanthes, because they are unchangeable and because what is past cannot turn from true into false) — if therefore the first proposition in the connection is necessary, the proposition that follows also becomes necessary. Although Chrysippus does not think that this holds good universally; but all the same, if there is a natural cause why Fabius should not die at sea, it is not possible for Fabius to die at sea.

3. What Arguments Are Made By Others In Support Of The Existence Of Fate?

Various kinds of necessity were recognized. One of these was observed in the movements of the heavenly bodies; mechanis- tic causes were assigned to these and no significance for human conduct was recognized. Another sort of necessity was that of infinite physical causation, sponsored by Democritus, from which escape was discovered through postulating the swerve of the atoms, that is, a degree of free play sufficient to permit of free will in the individual. Still another sort of necessity was that arising from the interference of the gods in the affairs of men. This was eliminated by declaring the gods to be exclusively con- cerned with their own happiness. A fourth kind of necessity was dia- lectical. This was simply ignored. For example, when the disjunctive proposition, "Tomorrow Hermarchus will either be alive or dead," was put up to Epicurus, he declined to give an answer. S He was too wary a dialectician himself to swallow a dialectical bait. A fifth necessity in the list was that of death, which can neither be escaped nor be denied. It involved the task. of reconciling man to mortality and was pivotal for both the theoretical and the practical ethics of Epicurus. Closely associated in the contemporary mind with the steady pressures of necessity was the fickle play of chance or Fortune and on this topic Epicurus was bound to produce a doctrine. He was bound also to deal wilh those social and economic pressures that consort wilh poverty. war, and servitude. On the social and political levels of conduct the freedom of the individual demanded the control of experience and this in turn demanded the choice of attitudes toward the laws of the land, toward public careers. toward neighbors and the style of living. The coverage of treatment for all these particular problems was complete, and the disciple was left in no doubt about the principles of choice. Norman DeWitt - Epicurus And His Philosophy - page 172.

3.1. All-Powerful Supernatural Beings Set Everything In Motion and Control Everything Forever

3.1.1. In Greek religion and culture

  1. Homer

    "The Greeks esteemed the poems of Homer as textbooks of morality and religion and by these they were habituated to thinking of human lives as being externally determined by a sort of Fate, whether known as Moira, Aisa, or by some other name. Even human virtues were restricted to display within the limitations so imposed and the gods were constantly standing by to suggest such actions as might have been internally motivated by prudence or courage. Norman DeWitt - Epicurus And His Philosophy - page 174.

  2. Hesiod

    The poems of Hesiod ranked as supplementary textbooks, and from these the people learned of the three Fates, Clotho, Lachesis. and Atropos, who spun into the thread of life the good and evil of man's lot and snipped it off at will. Norman DeWitt - Epicurus And His Philosophy - page 174.

  3. Lucian -
    1. Alexander the Oracle Monger
  4. Shakespeare - Julius Caesar, Act 1, Scene 2, Cassius addressing Brutus:

    Men at some time are masters of their fates: The fault, dear Brutus, is not in our stars, But in ourselves, that we are underlings.

    Act 4 Scene 2 — Tide in affairs of men….

    Surrendering to fate?

    Islam Submkission

    Dylan Thomas – Rage against the dying of the light

3.1.2. In Abrahamic Religion, there are specific gods like Yahweh or Allah who control everything that happens.

3.1.3. In Stoicism or naturalistic religions, the universe is considered to be a god, whether in terms of "divine fire" or some other way, like "Logos" or reason.

Cicero On Fate: XV. Hence if, while it is consistent for the Stoics, who say that all things happen by fate, to accept oracles of this sort and all the other things connected with divination, yet the same position cannot be held by those who say that the things which are going to happen in the future have been true from all eternity, observe that their case is not the same as that of the Stoics; for their position is more limited and narrow, whereas the Stoic theory is untrammelled and free.

3.2. Less Powerful But Still Meddling Beings Or People Control Us

3.2.1. Astrology / Stars

3.2.2. Historical Determinism (Marxism)

3.3. "Hard Determinism" through "scientific" assertions, such as Billiard-ball mechanical movement of atomic particles

3.3.1. Democritus

Cicero On Fate - [23] "The reason why Epicurus brought in this theory was his fear lest, if the atom were always carried along by the natural and necessary force of gravity, we should have no freedom whatever, since the movement of the mind was controlled by the movement of the atom. The author of the atomic theory, Democritus, preferred to accept the view that all events are caused by necessity, rather than to deprive the atoms of their natural motions.

3.3.2. Genetics

4. What Arguments Are Made By Epicureans Against The Existence of Fate And Inexorable Necessity?

Felix qui potuit rerum cognoscere causas
Atque metus omnes, et inexorabile fatum
Subjecit pedibus, strepitumque Acherontis avari

Happy is he who is able to know the causes of things,
And who has trampled beneath his feet all fear,
Inexorable fate, and the din of the devouring underworld

-Publius Vergilius Maro - Georgics 2:490

4.1. There Is No Supernatural Force (Neither Gods Nor Astrological Influences) Above The Universe That Could Provide A Basis For Necessity

4.1.1. Epicurus To Herodotus, line 77 (Bailey):

Furthermore, the motions of the heavenly bodies and their turnings and eclipses and risings and settings, and kindred phenomena to these, must not be thought to be due to any being who controls and ordains or has ordained them and at the same time enjoys perfect bliss together with immortality (for trouble and care and anger and kindness are not consistent with a life of blessedness, but these things come to pass where there is weakness and fear and dependence on neighbors).

4.1.2. Epicurus to Pythocles, line 97 (Bailey):

Next, the regularity of the periods of the heavenly bodies must be understood in the same way as such regularity is seen in some of the events that happen on earth. And do not let the divine nature be introduced at any point into these considerations, but let it be preserved free from burdensome duties and in entire blessedness.

4.1.3. Lucretius Book 2

1090 (Bailey): "And if you learn this surely, and cling to it, nature is seen, free at once, and quit of her proud rulers, doing all things of her own accord alone, without control of gods." Humphries - Holding this knowledge, you can't help but see, That nature has no tyrants over her, But always acts of her own will; she has no part of any godhead whatsoever." Brown 1743 - "These things, if you rightly apprehend, Nature will appear free in her operations, wholly from under the power of domineering deities, and to act all things voluntarily, and of herself, without the assistance of gods." Munro - "If you well apprehend and keep in mind these things, nature free at once and rid of her haughty lords is seen to do all things spontaneously of herself without the meddling of the gods." M.F. Smith - "Once you obtain a firm grasp of these facts, you see that nature is her own mistress and is exempt from the oppression of arrogant despots, accomplishing everything by herself spontaneously and independently and free from the jurisdiction of the gods. "

4.2. There is No Natural Force That Can Compel Complete Necessity Because Atoms Can Swerve And Thus The Universe Is Not Completely Mechanistic

4.2.1. We Deduce The Swerve From The Observation That Some Things Exhibit Freedom, And The Critics Of The Swerve Cannot Disprove It Because Our Eyes Are Not Strong Enough To See Atoms And So Opponents Of The Swerve Cannot Prove That Atoms Do Not Swerve

It would of course be far-fetched to give Epicurus much credit for anticipating 20th-century quantum physics. On the other hand, he deserves more admiration than he usually receives for arriving at the possibility of physical indeterminism within atomism on purely a priori grounds. During the long reign of Newtonian physics only one thinker, C.S. Peirce, had the wisdom. to point out that its overwhelming predictive success did not, and indeed never could, rule out the existence of indeterminism at a level below the range of the most accurate measuring instruments. Epicurus' insight was a comparably bold one when he reasoned, in defense of the swerve, that no amount of observation of falling objects' trajectories could establish that they were perfectly rectilinear to any degree of accuracy. Lucretius II 246-50) quoted in Sedley - EPICURUS’ REFUTATION OF DETERMINISM

  1. Lucretius Book Two - On The Swerve:

    (Bailey) [216] Herein I would fain that you should learn this too, that when first-bodies are being carried downwards straight through the void by their own weight, at times quite undetermined and at undetermined spots they push a little from their path: yet only just so much as you could call a change of trend. But if they were not used to swerve, all things would fall downwards through the deep void like drops of rain, nor could collision come to be, nor a blow brought to pass for the first-beginnings: so nature would never have brought aught to being.

    [225] But if perchance any one believes that heavier bodies, because they are carried more quickly straight through the void, can fall from above on the lighter, and so bring about the blows which can give creative motions, he wanders far away from true reason.

    For all things that fall through the water and thin air, these things must needs quicken their fall in proportion to their weights, just because the body of water and the thin nature of air cannot check each thing equally, but give place more quickly when overcome by heavier bodies. But, on the other hand, the empty void cannot on any side, at any time, support anything, but rather, as its own nature desires, it continues to give place; wherefore all things must needs be borne on through the calm void, moving at equal rate with unequal weights. The heavier will not then ever be able to fall on the lighter from above, nor of themselves bring about the blows, which make diverse the movements, by which nature carries things on. Wherefore, again and again, it must needs be that the first-bodies swerve a little; yet not more than the very least, lest we seem to be imagining a sideways movement, and the truth refute it. For this we see plain and evident, that bodies, as far as in them lies, cannot travel sideways, since they fall headlong from above, as far as you can descry. But that nothing at all swerves from the straight direction of its path, what sense is there which can descry?

    [251] Once again, if every motion is always linked on, and the new always arises from the old in order determined, nor by swerving do the first-beginnings make a certain start of movement to break through the decrees of fate, so that cause may not follow cause from infinite time; whence comes this free will for living things all over the earth, whence, I ask, is it wrested from fate, this will whereby we move forward, where pleasure leads each one of us, and swerve likewise in our motions neither at determined times nor in a determined direction of place, but just where our mind has carried us? For without doubt it is his own will which gives to each one a start for this movement, and from the will the motions pass flooding through the limbs.

    [263] Do you not see too how, when the barriers are flung open, yet for an instant of time the eager might of the horses cannot burst out so suddenly as their mind itself desires? For the whole store of matter throughout the whole body must be roused to movement, that then aroused through every limb it may strain and follow the eager longing of the mind; so that you see a start of movement is brought to pass from the heart, and comes forth first of all from the will of the mind, and then afterwards is spread through all the body and limbs.

    [272] Nor is it the same as when we move forward impelled by a blow from the strong might and strong constraint of another. For then it is clear to see that all the matter of the body moves and is hurried on against our will, until the will has reined it back throughout the limbs. Do you not then now see that, albeit a force outside pushes many men and constrains them often to go forward against their will and to be hurried away headlong, yet there is something in our breast, which can fight against it and withstand it? And at its bidding too the store of matter is constrained now and then to turn throughout the limbs and members, and, when pushed forward, is reined back and comes to rest again.

    [284] Wherefore in the seeds too you must needs allow likewise that there is another cause of motion besides blows and weights, whence comes this power born in us, since we see that nothing can come to pass from nothing. For weight prevents all things coming to pass by blows, as by some force without. But that the very mind feels not some necessity within in doing all things, and is not constrained like a conquered thing to bear and suffer, this is brought about by the tiny swerve of the first-beginnings in no determined direction of place and at no determined time.

    [294] Nor was the store of matter ever more closely packed nor again set at larger distances apart. For neither does anything come to increase it nor pass away from it. Wherefore the bodies of the first-beginnings in the ages past moved with the same motion as now, and hereafter will be borne on for ever in the same way; such things as have been wont to come to being will be brought to birth under the same law, will exist and grow and be strong and lusty, inasmuch as is granted to each by the ordinances of nature. Nor can any force change the sum of things; for neither is there anything outside, into which any kind of matter may escape from the universe, nor whence new forces can arise and burst into the universe and change the whole nature of things and alter its motions.

  2. Epicurus' Letter to Menoeceus 133:

    {Bailey/Hicks) [133] For indeed who, think you, is a better man than he who holds reverent opinions concerning the gods, and is at all times free from fear of death, and has reasoned out the end ordained by nature? He understands that the limit of good things is easy to fulfill and easy to attain, whereas the course of ills is either short in time or slight in pain; he laughs at (destiny), whom some have introduced as the mistress of all things. (He thinks that with us lies the chief power in determining events, some of which happen by necessity) and some by chance, and some are within our control; for while necessity cannot be called to account, he sees that chance is inconstant, but that which is in our control is subject to no master, and to it are naturally attached praise and blame.

    [134] For, indeed, it were better to follow the myths about the gods than to become a slave to the destiny of the natural philosophers: for the former suggests a hope of placating the gods by worship, whereas the latter involves a necessity which knows no placation. As to chance, he does not regard it as a god as most men do (for in a god’s acts there is no disorder), nor as an uncertain cause (of all things) for he does not believe that good and evil are given by chance to man for the framing of a blessed life, but that opportunities for great good and great evil are afforded by it.

    [135] He believes that the misfortune of the wise is better than the prosperity of the fool. It is better, in short, that what is well judged in action should not owe its successful issue to the aid of chance.

  3. Diogenes of Oinoanda - 32,1.14-3.1 4

    (The Hellenistic Philosophers p 106) Once prophecy is eliminated, how can there be any other evidence for fate? For if someone uses Democritus' account, saying that because of their collisions with each other atoms have no free movement, and that as a result it appears that all motions are necessitated, we will reply to him: 'Don't you know, whoever you are, that there is also a free movement in atoms, which Democritus failed to discover but Epicurus brought to light, a swerving movement, as he demonstrates from evident facts?' But the chief point is this: if fate is believed in, that is the end of all censure and admonition, and even the wicked <will not be open to blame.>

4.3. The Assertion of Necessity Is Illogical. It is Self-Contradictory, It Cannot Be Advanced Without Apportioning Praise and Blame, And It Involves An Infinite Regress Which Proves Nothing

4.3.1. Vatican Saying 40

(Bailey) The man who says that all things come to pass by necessity cannot criticize one who denies that all things come to pass by necessity: for he admits that this too happens of necessity.

4.3.2. It Is Impossible To Even Debate The Issue Without Apportioning Credit And Blame

"… the determinist cannot indulge in philosophical debate without apportioning the credit between himself and his opponent, and in doing so he will be adopting precisely the kind of critical attitude which leads us to conceive of the self as responsible." Sedley - Epicurus' Refutation of Determinism, p. 25

"I suspect that he is already here embarking upon a self-refutation argument: the determinist cannot indulge in philosophical debate without apportioning the credit between himself and his opponent, and in doing so he will be adopting precisely the kind of critical attitude which leads us to conceive of the self as responsible. At any rate, from 29 the self-refutation tactic become explicit. This is the earliest survivor in a long line of Hellenistic _ arguments. … The starting point (29-32) is that the determinist refutes himself by arguing his case, since to do so presupposes what he seeks to deny, that his opponent is an autonomous agent responsible for his own foolish views. The determinist of course has an easy retort to this - that his own action in arguing with his opponent is itself causally necessitated.

4.3.3. The Assertion Of Necessity Involves An Argument By Infinite Regress That Is Not Persuasive.

Much of our podcast discussion of Epicurus' opposition to both Necessity and Skepticism is going to turn on Dr. Sedley's article "Epicurus' Refutation of Determinism." Dr. Sedley believes (with good reason it would seem) that Epicurus' primary grounds for objecting to determinism was not "the swerve," which is not mentioned in the letter to Menoeceus.

The primary and very interesting basis that I think we'll find has lots of applications is that Epicurus was objecting to reasoning by infinite regression. This is the basis for VS40:

"The man who says that all things come to pass by necessity cannot criticize one who denies that all things come to pass by necessity: for he admits that this too happens of necessity."

And it's implicit also in VS09: "Necessity is an evil, but there is no necessity to live under the control of necessity."

As Dr. Sedley its also the basis for the defense of the senses as in Book 4 of Lucretius and in DIogenes of Oinoanda Fragment 5:

[Others do not] explicitly [stigmatise] natural science as unnecessary, being ashamed to acknowledge [this], but use another means of discarding it. For, when they assert that things are inapprehensible, what else are they saying than that there is no need for us to pursue natural science? After all, who will choose to seek what he can never find? Now Aristotle and those who hold the same Peripatetic views as Aristotle say that nothing is scientifically knowable, because things are continually in flux and, on account of the rapidity of the flux, evade our apprehension. We on the other hand acknowledge their flux, but not its being so rapid that the nature of each thing [is] at no time apprehensible by sense-perception. And indeed [in no way would the upholders of] the view under discussion have been able to say (and this is just what they do [maintain] that [at one time] this is [white] and this black, while [at another time] neither this is [white nor] that black, [if] they had not had [previous] knowledge of the nature of both white and black.

We need to discuss the implications of the infinite regression objection, but I think one of the primary take-aways is that the argument amounts to pointing out that an infinite regression proves nothing. If it proves nothing, what then are we left with? We are left with what we can observe through the senses, the feelings, and the anticipations.

We perceive through the canonical faculties that we can know some things, and that we can make some decisions that affect the future on on our own. Since nothing can be more reliable than these faculties (they are the test of truth of everything) then neither arguments by infinite regression nor on any other basis which cannot be validated through them should be accepted as persuasive.

Sedley seems to me to be saying that this kind of logical argument is the real basis for Epicurus' reasoning on the critical issues of skepticism and determinism, and i think he's right. As for the swerve, it makes sense, but as Lucretius himself says, it is impossible for us to observe the swerve in action, and as Sedley says, the swerve is not really logically needed to explain how the atoms first came together to create worlds - and thus it is not included in the letter to Herodotus.

(This is not to say that the swerve isn't significant at all, but does indicate that we should not place excessive reliance on it in basic discussion, especially since Epicurus didn't mention it to either Herodotus or Pythocles.)

This Leaves The Determinist (Who Is Proposing Necessity) With The Worst Position, As The Determinist Ultimately Has No Grounds On Which To Stand In Asserting That What We Clearly Seem To Feel - That We Have Free Will - Is Invalid.

But Epicurus is ready for him (32-35). He envisages an infinite regress in which. the determinist, challenged once again for continuing to argue, goes on to explain away his new retort as being itself causally necessitated; and so too with that retort, etc. Epicurus' point is not that there is anything vicious about the regress - indeed, there is not - but rather that the determinist cannot save himself by resorting to it, since at every step it is contradicted by his behaviour: at every step he is both asserting universal necessitation and apportioning the philosophical credit between himself and his opponent, as if both were agents capable of making up their own minds. Hence he fails to use empirical reasoning ( xxxx) his account never finds empirical confirmation in his own practical attitudes. The final sentence of this section (35-37) seems to be embarking on the argument that if the determinist is to restore consistency he must eventually halt the regress and cease to claim the credit for reasoning correctly. And once he does that it is indeed hard to see what grounds he could have left for believing his thesis to be correct." (Epicurus' Refutation of Determinism p26)

This is parallel to the argument against skepticism:

The opening challenge, XXXXXXXXX, is peculiar Epicurean jargon for what other philosophers came to express as xxxxxxxxxxxxxxxt. Determinism ‘refutes itself’. As Burnyeat has beautifully demonstrated, there is a close parallel at the start of Lucretius’ anti-sceptic argument, where the sceptic who claims that nothing is known is a man who (IV 472) <<has stood with his own head where his feet belong» —- clearly Lucretius’ imaginative rendering of xxxxxxxxxxxxxxxxxx.“ Indeed, ‘turn a somersault’ could conceivably be the metaphor underlying Epicurus’ choice of term. In both passages it is a pragmatic self-refutation that is envisaged.”

4.4. The Determinist Is Simply Playing With Words And Not Realities

The On Nature argument also appeals to preconception and word meaning (38-41), but on different grounds. One is reminded of the Epicurean dictum that some inquiries are about things while others are about mere words. Since the determinist refuses to behave in accordance with his doctrine, Epicurus now feels entitled to conclude that he is not making any claim about the world but is merely renaming as ‘necessity’ the very same which we normally call '‘our own agency.’ This is then expressed in terms of preconception. Our preconception of our own agency is of something with its own causal efficacy. The determinist, to make his claim a substantive one, would have to show that the preconception is a faulty one. This is an excellent new example of the Epicurean appeal to preconception as a criterion. Underlying our use of each word is a preconception, embodying a generic delineation (xxxx D.L. X 33) of the type of thing named, and, being the cumulative product of experience of things of that kind, a prime source of empirical information about them. If, then, the determinist is to succeed in altering our preconception of our own agency, he is obliged to show us precisely how its delineation has faile.d to convey the facts. Elsewhere (Ep. Men. 123-4) Epicurus hImself undertakes a similar task in arguing that the alleged p'reconception of the gods as concerned with human affairs is defective, and this requires (a) showing that it conflicts with some more fundamental or secure preconception, that of the gods as blessed (Ep. Hdt. 76-7; Plutarch, Stoic. repugn. 1051 Comm not. 1075.e), and (b) explaining how the faulty conceptIon arose (LucretIus V 1183 ff.). No doubt the point of Epicurus' remark in 39-41 is that the determinist has no comparable arguments at his disposal.

4.5. Necessity Is Not Compelled By Propositional Logic

Cicero Academica 2.97 (Usener 376)

For although Epicurus, wh o despises and ridicules the whole of dialectic, cannot be got to admit that a proposinorrof the form 'Either Hermarchus will be alive tomorrow, or he will not be alive' is trucjdespite the dialecticians' rule that all disjunctions of the form ' Either p or not-p' are not only true but also necessary, notice how circumspect is this man whom your Stoics consider dull-witted. 'For if,' he says, 'I admit that one or the other is necessary, it will be necessary cither for Hermarchus to be alive tomorrow, or for him not to be alive. But there is no such necessity in the nature of things.

4.6. Humans are in fact capable to a large degree of asserting their reasoning minds to influence the course of their futures.

  1. Epicurus On Nature 34.21-2

    (Hellenistic Philosophers p 102) But many naturally capable of achieving these and those results fail to achieve them, because of themselves, not because of one and the same responsibility of the atoms and of themselves. {2) And with these we especially do battle, and rebuke them, hating them for a disposition which follows their disordered congenital nature as we do with the whole range of animals. (3) For the nature of their atoms has contributed nothing to some of their behaviour, and degrees of behaviour and character, but it is their developments which themselves possess all or most of the responsibility for certain things. {4) It is as a result of that nature that some of their atoms move with disordered morions, but it is not on the atoms that all <the responsibility should be placed for their behaviour . . .> (5) Thus when a development occurs which takes on some distinctness from the atoms in a differential way — not in the way which is like viewing from a different distance — he acquires responsibility which proceeds from himself; (6) then he straightaway transmits this to his primary substances and makes the whole of it into | yardstick. (7) That is why those who cannot correctly make such distinctions confuse themselves about the adjudication of responsibilities.

  2. Epicurus On Nature 34.26-30

    (Hellenistic Philosophers p 102) (r) From the very outset we always have seeds directing us some toward these, some towards those, some towards these and those, actions and thoughts and characters, in greater and smaller numbers. Consequently that which we develop - characteristics of this or that kind - is at first absolutely up to us; and the things which of necessity flow in through oui; passages from that which surrounds us are at one stage up to us and dependent on beliefs of our own making .. . {2) <And we can invoke, against the argument that our eventual choice between these alternatives must be physically caused either by our initial make-up or by those environmental influences> by which we never cease to be affected, the fact that we rebuke, oppose and reform each other as if the responsibility lay also in ourselves, and not just in our congenital make-up and in the accidental necessity of that which surrounds and penetrates us.

    (3) For if someone were to attribute to the very processes of rebuking and being rebuked the accidental necessity of whatever happens to be present to oneself at the time, I'm afraid he can never in this way understand <his own behaviour in continuing the debate , . .> {4) <He may simply choose to maintain his thesis while in practice continuing to > blame or praise. But if he were to act in this way he would be leaving intact the very same behaviour which as far as our own selves are concerned creates the preconception of our responsibility. And in that he would at one point be altering his theory, at another <… > (5) <..".> such error. For this sort of account is self-refuting, and can never prove that everything is of the kind called 'necessitated'; but he debates this very question on the assumption that his opponent is himself responsible for talking nonsense. (6) And even if he goes on to infinity saying that this action of his is in turn necessitated, always appealing to arguments, he is not reasoning it empirically so long as he goes on imputing to himself the responsibility for having reasoned correctly and co his opponent that for having reasoned incorrectly. {7) But unless he were to stop attributing his action to himself and to pin it on necessity instead, he would not even <b e consistent.. .> (8) <O n the other hand,> if in using the wor d 'necessity' of that which we call our own agency he is merely changing a name, and won't prove that we have a preconception of a kind which has faulty delineations when we call our own agency responsible, neither his own < behaviour nor that of others will be affected . . . > {9) < . . . > but even to call necessitation empty as a result of your claim. If someone won't explain this, and has no auxiliary element or impulse in us which he might dissuade from those actions which we perform calling the responsibility for them 'our own agency', but is giving the name of foolish necessity to all the things which we claim to do calling the responsibility for them 'our own agency', he will be merely changing a name; (ro) he will not be modifying any of our actions in the way in which in some cases the man wh o sees wha t sort of actions are necessitated regularly dissuades those wh o desire to do something in the «** of compulsion. (11) And the mind will be inquisitive to learn wha sort of action it should then consider that one to be which we perform in » m e way through our own agency but without desiring to. For he has no alternative but to say wha t sort of action is necessitated <and wha t is not . . > (12) <. . .> supremely unthinkable. But unless someone perversely maintains this, or makes it clear what fact he is rebutting or introducing, it is merely a word that is being changed, as I keep repeating.

    (3) The first men to give a satisfactory account of causes, men not only much greater than their predecessors bur also, many rimes over, than their successors, turned a blind eye to themselves - although in many matters they had alleviated great ills - in order to hold necessity and accident responsible for everything. (14) Indeed, the actual account promoting this view came to grief when it left the great man blind to the fact that in his actions he was clashing with his doctrine; and that ifit were not that a certain blindness to the doctrine took hold of him while acting he would be constantly perplexing himself; and that wherever the doctrine prevailed he would be falling into desperate calamities, while wherever it did not he would be filled with conflict because of the contradiction between his actions and his doctrine.

    (15) It is because this is so that the need also arises to explain the matter which I was discussing when I first embarked on this digression, lest some similar evil <befall us.>

    Also - Regardless of anything else, we can control our attitudes:

    The first and foremost refinement of the topic in the hands of Epicurus was to draw a clear distinction between choosing an attitude, diathesis. toward action in a given sphere and choosing to do or not to do a given thing within that field. For example. a man must first choose what attitude he shall assume toward death and the gods, pleasure and pain, necessity, Fortune, political life, monarchy. fame. friendship, diet. and several others. To exemplify from this list, the right attitude toward nercssity is to deny it, toward Fortune to defy her, toward political life to avoid it, toward fame to ignore it, and toward friendship to look upon it as the most precious of all the acquisitions of the wise man.

    The choice of attitude, however, by no means abolished the necessity of making individual choices. The proper attitude toward pain, for instance, is to regard it as inherently evil and to be avoided; nevertheless, in the individual case the lesser pain, such as that of the surgeon's knife, is endured for the sake of the greater good. Again, the proper attitude toward food is to prefer a simple diet, but this does not preclude and even approves the occasional indulgence. Neither is political life to be avoided under all circumstances; the evil is not in such a life itself but in surrendering freedom by making a career of it. Thus in spite of the choices of attitude the necessity of making the individual choice is perpetual.

    – Norman DeWitt, EAHP, p 173.

4.6.1. Principal Doctrine 16

(Bailey) In but few things chance hinders a wise man, but the greatest and most important matters, reason has ordained, and throughout the whole period of life does and will ordain.

4.6.2. Vatican Saying 17

(Bailey) It is not the young man who should be thought happy, but the old man who has lived a good life. For the young man at the height of his powers is unstable, and is carried this way and that by fortune, like a headlong stream. But the old man has come to anchor in old age, as though in port, and the good things for which before he hardly hoped he has brought into safe harbor in his grateful recollections.

4.6.3. Lucretius

(Book 3:307 Bailey) So is it with the race of men. However much training gives some of them an equal culture, yet it leaves those first traces of the nature of the mind of each. Nor must we think that such maladies can be plucked out by the roots, but that one man will more swiftly fall into bitter anger, another be a little sooner assailed by fear, while a third will take some things more gently than is right. And in many other things it must needs be that the diverse natures of men differ, and the habits that follow thereon; but I cannot now set forth the secret causes of these, nor discover names for all the shapes of the first atoms, whence arises this variety in things. One thing herein I see that I can affirm, that so small are the traces of these natures left, which reason could not dispel for us, that nothing hinders us from living a life worthy of the gods.

4.6.4. Life Shows Us That We Have The Ability To Shape Our Own Characters.

"… I have started my quotation of the text at what I take to be a point shortly before the digression begins. Epicurus is arguing (1-8) for our ability to shape our lives. At birth we have a wide range of alternative potentials ('seeds')1' for character development; therefore the way we do in fact develop is dependent on us. The point is no doubt that our future development is not already built into our initial make-up, so that nothing prevents us from determining it ourselves. We are able, particularly by the beliefs which we form, to control the impressions that our immediate surroundings make on us: it is not the surroundings that control us." (Epicurus' Refutation of Determinism p23)

4.7. The Reason We Do Not Reprove Wild Animals Is That We Do Not Blame Them For Their Actions - But we Do Blame Intelligent Beings For Their Actions

"It is clear that the deterministic challenge is already in Epicurus’ sights, and presumably the determinist’s countermove was envisaged in the lines lost between 8 and 15, since Epicurus is replying to it when the text resumes. The determinist was perhaps made to object that we in the end develop in only one direction, and that there must be some cause, either present from the outset or imposed by our environment, to steer us that way. Epicurus’ reply (16-19) is that every time we treat others as answerable for their behavior we imply that they themselves, and not their congenital make-up or the constraint of their environment, are responsible. It is an implicit premiss of this that we would not blame others for any characteristic al- ready ineradicably built into their congenital make-up," and this is in fact a point brought out slightly earlier in the text, where Epicurus exploits a contrast between moral agents and wild animals.“ The reason we do not reprove wild animals for their behaviour, he says, is that we draw no distinction between their congenital make-up and their subsequent developments - meaning, presumably, that their entire future character is determined at birth and therefore beyond their control. Sedley - Epicurus' Refutation of Determinism, p. 24

4.8. The Determinist Fails To Accept What Is Clear And Therefore Cannot Distinguish What Is Truly Within Our Power From That Which Is Not

In the next stage (43-51), I take it that the <auxiliary el ement or impulse in us> (44) is the <<cause within us >> (17) which Epicurus upholds but the determinist denies. By denying it, the determinist gives up the hope of ever dissuading us from any of our actions, and so once again his argument is about mere words, without any hold on reality. In this he is contrasted with someone who makes the correct distinction between necessi- tated and unnecessitated actions, and who consequently can dissuade us from resisting compulsion. An example may make some sense of this. It is necessary that everybody should die, and someone who understands this can dissuade an old man from vainly seeking immortality. But he can only do this because he appreciates that certain other things are up to us. If he at- tributed everything to necessity, he could not consistently even try to dissuade the old man, since he would have to regard his desire for immortality as itself necessitated and not up to him at all.

4.9. The Determinists Turn A Blind Eye To Themselves In Making Their Argument

The third section opens (59-63) with a most interesting comment on the founders of atomism, Leucippus and Democri- tuS. 28 They are revered as the greatest, exponents of xxxxx but are nevertheless criticised for their thesis of universal necessitation, which they were only able to maintain by turning a blind eye to themselves. This last phrase implies a recognition on Epicurus' part of the value of introspection as a count- erweight to' determinism. It is perhaps comparatively easy to think of others as automata, but our power to control our next action and to falsify predictions about our behaviour makes it hard to see how determinism can be true of ourselves.”

4.10. Life Experience Shows Us That We Are Not In Fact Compelled To Continue To Live Under The Control Of Necessity

We can choose to exit the theatre when the play ceases to please us. (Cicero On Ends Book 1)

4.10.1. Vatican Saying 9

(Bailey) "Necessity is an evil, but there is no necessity to live under the control of necessity."

5. Takeaway Conclusions

5.1. There is no reason in the nature of the universe to believe that there is a force which creates necessity or fate in human action.

5.2. The argument in favor of determinism / fate is self-contradictory and therefore should not be entertained as anything but an abitrary assertion with no foundation.

5.3. It is our job to anticipate the ups and downs of fortune and to control our experience as best we can so that we can live as happily as possible.

For all such exigencies, according to Epicurus, the wise man will keep himself prepared through addiction to the simple life and the cultivation of self·sufficiency. During a siege of Athens he kept his associates alive by doling out the beans. One of his apothegms applies to such an emergency: "The wise man, when confronted by lack of the necessities, stands by to share with others rather than to have them share with him; so great a reserve of self·sufficiency he discovers." This same truth is epigrammatically expressed in another maxim, which exemplifies his penchant for playing upon words, at which he was adept: "Necessity is an evil but there is no necessity of living with Necessity." This means, as another saying, presently to be quoted, makes plain, that the compulsions of such things as war and poverty can be forestalled by rational planning. Norman DeWitt - Epicurus And His Philosophy - page 176.

5.4. It Is Better To Follow The Myths Of The Gods Rather Than Be A Slave of Necessity Because The Gods Can Be Dealt With

"It were better to follow the myths concerning the gods than' to be a slave to the Necessity of the physicists, for the former presumes some hope of appeasement through worship of the gods while the latter presumes an inexorable Necessity." 9 The crime of the physicists, in his judgment, had been their failure to deal with the problem of freedom, and their offense was at its worst in the case of the atomists, who found the sole cause of motion and change in the universe to be the motion of the atoms. On this point the feelings of Epicurus were so intense that he denied to Leucippus even the name of philosopher. Norman DeWitt - Epicurus And His Philosophy - page 175.

5.5. We Can And Should Work To Anticipate What Fortune Might Bring Our Way And Prepare To Meet It.

Vatican Saying 47. I have anticipated thee, Fortune, and I have closed off every one of your devious entrances. And we will not give ourselves up as captives, to thee or to any other circumstance; but when it is time for us to go, spitting contempt on life and on those who cling to it maundering, we will leave from life singing aloud a glorious triumph-song on how nicely we lived. Note 47. Translation by C.Yapijakis, Epicurean Garden of Athens, Greece .Bailey: “I have anticipated thee, Fortune, and entrenched myself against all thy secret attacks. And I will not give myself up as captive to thee or to any other circumstance; but when it is time for me to go, spitting contempt on life and on those who vainly cling to it, I will leave life crying aloud a glorious triumph-song that I have lived well.”

Lucretius 6:09

For when he saw that mortals had by now attained well-nigh all things which their needs crave for subsistence, and that, as far as they could, their life was established in safety, that men abounded in power through wealth and honours and renown, and were haughty in the good name of their children, and yet not one of them for all that had at home a heart less anguished, but with torture of mind lived a fretful life without any respite, and was constrained to rage with savage complaining, he then did understand that it was the vessel itself which wrought the disease, and that by its disease all things were corrupted within, whatsoever came into it gathered from without, yea even blessings; in part because he saw that it was leaking and full of holes, so that by no means could it ever be filled; in part because he perceived that it tainted as with a foul savor all things within it, which it had taken in. And so with his discourse of truthful words he purged the heart and set a limit to its desire and fear, and set forth what is the highest good, towards which we all strive, and pointed out the path, whereby along a narrow track we may strain on towards it in a straight course; he showed what there is of ill in the affairs of mortals everywhere, coming to being and flying abroad in diverse forms, be it by the chance or the force of nature, because nature had so brought it to pass; he showed from what gates it is meet to sally out against each ill, and he proved that ’tis in vain for the most part that the race of men set tossing in their hearts the gloomy billows of care. For even as children tremble and fear everything in blinding darkness, so we sometimes dread in the light things that are no whit more to be feared than what children shudder at in the dark and imagine will come to pass. This terror then, this darkness of the mind, must needs be scattered not by the rays and the gleaming shafts of day, but by the outer view and the inner law of nature. Wherefore I will hasten the more to weave the thread of my task in my discourse.

6. Notes

6.1. Fortune vs Fate

For the sake of clearness there is need, however, of separating the sphere of Fortune from that of Fate or Necessity. For instance, let it be assumed that Fate had decreed the death of a man by shipwreck; it still remained for Fortune or chance to determine the time and place. Again, it is the work of Fortune if a man should be captured by pirates and sold into slavery, but the compulsions under which a slave must live are a form of Necessity. Similarly, so far as individuals are con cerned, it is the play of Fortune if their city is sacked by an enemy, but the compulsions to which beleaguered citizens are subject is a form of necessity. Norman DeWitt - Epicurus And His Philosophy - page 176.

"[Nature] teaches us to appraise as of minor value the gifts of Fortune and to recognize that when fortunate we are un- fortunate, and when faring ill not to set great store by faring well, and to accept without emotion the blessings of Fortune, and to remain on guard against the seeming evils from her hand; for everything that to the multitude seems good or bad is but ephemeral and under no circumstances does wisdom enter into partnership with Fortune," - Norman DeWitt - Epicurus and His Philosophy page 178

6.2. Cicero's On Fate: Full Book At EpicureanFriends Handbook Rackham Edition

6.2.1. Cicero says he was "prevented by accident" from composing this book on fate the way that he wanted to do:

The method which I pursued in other volumes, those on the Nature of the Gods, and also in those which I have published on Divination, was that of setting out a continuous discourse both for and against, to enable each student to accept for himself the view that seems to him most probable; but I was prevented by accident a from adopting it in the present discussion on the subject of Fate.

6.2.2. Cicero also says that he was at his villa with his friends working on ways to "resist the tendency to upheaval:

Consequently we were a great deal together, being engrossed as we for our part were in seeking for a line of policy that might lead to peace and concord in the state. For since the death of Caesar it had seemed as if a search was being made for every possible means of causing fresh upheavals, and we thought that resistance must be offered to these tendencies.

6.2.3. Specific References To Epicurus:

[18] If the form of the statement had been 'Scipio will die by violence in his bedroom at night,' the statement in that form would have been a true one, for it would have been a statement that a thing was going to happen that was going to happen, and that it was going to happen is a necessary inference from the fact that it did happen. Neither was 'Scipio will die' any truer than 'Scipio will die in that manner,' nor was it more inevitable for Scipio to die than it was for him to die in that manner, nor was it more impossible for the statement 'Scipio has been murdered' to change from a truth to a falsehood than for the statement Scipio will be murdered'; nor, these things being so, is there any reason for Epicurus's standing in terror of fate and seeking protection against it from the atoms and making them swerve out of the perpendicular? and entertaining simultaneously two utterly inexplicable propositions, one that something takes place without a cause — from which it will follow that something comes out of nothing, which neither Epicurus nor any natural philosopher allows —, the other that when two atoms are travelling through empty space one moves in a straight line and the other swerves.

[19] For it is not necessary for Epicurus to fear lest, when he admits that every proposition is either true or false, all events must necessarily be caused by fate; for the truth of a proposition of the form 'Carneades will go down to the Academy' is not due to an eternal stream of natural and necessary causation, and yet nevertheless it is not uncaused, but there is a difference between causes accidentally precedent [by chance] and causes intrinsically containing a natural efficiency. Thus it is the case both that the statement 'Epicurus will die in the archonship of Pytharatus, at the age of seventy-two,' was always true, and also that nevertheless there were no fore-ordained causes why it should so happen, but, because it did so fall out, it was certainly going to befall by a definite series of causes.

[20] Moreover those who say that things that are going to be are immutable and that a true future event cannot be changed into a false one, are not asserting the necessity of fate but explaining the meaning of terms; whereas those who bring in an everlasting series of causes rob the human mind of freewill and fetter it in the chains of a fated necessity.

X. "But enough of these subjects; let us examine others. For Chrysippus argues thus: If uncaused motion exists, it will not be the case that every proposition (termed by the logicians an axioma) is either true or false, for a thing not possessing efficient causes will be neither true nor false; but every proposition is either true or false; therefore uncaused motion does not exist.

[21] If this is so, all things that take place take place by precedent causes; if this is so, all take place by fate; it therefore follows that all things that take place take place by fate.' At this point, in the first place if I chose to agree with Epicurus and to say that not every proposition is either true or false, I would rather suffer that nasty knock than agree that all events are caused by fate; for the former opinion has something to be said for it, but the latter is intolerable. Accordingly Chrysippus exerts every effort to prove the view that every axioma is either true or false. For just as Epicurus is afraid that if he admits this he will also have to admit that all events whatever are caused by fate (on the ground that if either of two alternatives is true from all eternity, that alternative is also certain, and if it is certain it is also necessary. This, he thinks, would prove both necessity and fate), similarly Chrysippus fears that if he fails to maintain that every proposition is either true or false he will not carry his point that all things happen by fate and spring from eternal causes governing future events.

[22] But Epicurus thinks that the necessity of fate is avoided by the swerve of an atom; and so in addition to gravity and impact there arises a third form of motion, when the atom swerves sideways a minimal space (termed by Epicurus elachiston). Also he is compelled to profess in reality, if not quite explicitly, that this swerve takes place without cause; for the atom does not swerve in consequence of being struck by another atom, since how can impact between them take place if they are indivisible bodies travelling perpendicularly in straight lines by the force of gravity, as Epicurus holds? but it follows that if one is never driven aside by another, one will never even meet another; the consequence is that, even granting that the atom exists and that it swerves, the swerve is uncaused.

[23] "The reason why Epicurus brought in this theory was his fear lest, if the atom were always carried along by the natural and necessary force of gravity, we should have no freedom whatever, since the movement of the mind was controlled by the movement of the atom. The author of the atomic theory, Democritus, preferred to accept the view that all events are caused by necessity, rather than to deprive the atoms of their natural motions.

XI. Carneades showed greater insight: his doctrine was that the school of Epicurus could have maintained its cause without this fictitious swerve. For it would have been better for the dogma of the possibility of some voluntary movement of the mind to be maintained than for them to introduce the swerve, especially as they were unable to invent a cause for it; and by maintaining that dogma they could easily have withstood Chrysippus, for in admitting that no motion is uncaused they would not have been admitting that all events are due to antecedent causes, as they would have said that there are no external and antecedent causes of our volition.

6.3. Tim O'Keefe - Epicurus On Freedom - Cambridge 2005

6.3.1. Those who consider Epicurus to be libertarian:

Compatibilists either try to produce an analysis of “could have done otherwise” that is compatible with deter- minism, 13 or they simply deny the so-called ‘Principle of Alternative Possibilities’ (PAP). (PAP states that a person is morally responsible for what she has done only if she could have done otherwise.) 14 According to Cyril Bailey, Elizabeth Asmis, Jeffrey Purinton, and Don Fowler (from now on Bailey et al.), who advocate what I will dub the ‘traditional’ interpretation, Epicurus is addressing something like this ‘traditional’ problem of the incompatibility of casual determinism and moral responsibility, via PAP. page 15 … The main textual support for this interpretation is Lucretius’ discussion in DRN 2 251 – 293 of the role the swerve plays in preserving our freedom, which (proponents claim) makes it clear that an atomic swerve is directly involved in the production of every free action. Recent advocates of this position also claim that Epicurus is appropriating Aristotle’s concern, as expressed in NE 3 1 and 3 5 , that voluntary actions must have their origin in the agent himself and it must be in the agent’s power either to perform or not to perform them. *

6.3.2. Those Who Think Like David Sedley

Members of another family of interpretation, the ‘anti-reductionist’ interpretation, agree with the ‘traditional’ interpretation that Epicurus is dealing with the ‘traditional’ problem of free will and determinism, and that Epicurus finds this problem vexing because of his Democritean inheritance. 16 However, they think that Epicurus’ main concern is to combat the unacceptable consequences of Democritus’ reductionist atom- ism – his contention that, in truth, only atoms and void exist. Epicurus denies that the mind and its powers can be exhaustively explained in terms of the motions of atoms, because doing so would lead to rejecting the reality of emergent psychological properties like volitions. (This supposedly parallels Epicurus’ response to Democritus’ skepticism: Democritus denies the reality of emergent qualities like colors, which leads him to doubt that the senses can be a source of knowledge, whereas Epicurus affirms their reality.) The remains of On Nature 25 that discuss psychological development provide the main textual support for anti-reductionist interpretations. This anti-reductionism is related to Epicurus’ denial of determinism in various ways by different advocates of anti-reductionism. The most influential is David Sedley’s thesis that for Epicurus the self is an emergent phenomenon that acquires a power of volition that transcends the laws that bind atomic motion and can even ‘reach down’ and cause changes at the atomic level. (As Sedley puts it, the self is radically emergent. For this reason, I label Sedley’s view the ‘radical emergence’ interpretation.) Okeefe P 17 …. Proponents of anti-reductionist interpretations include David Sedley (Sedley ( 1983 ) and ( 1988 a); Long and Sedley ( 1987 ) section 20 ); Julia Annas (Annas ( 1992 ) chapter 7 and ( 1993 )); and Philip Mitsis (Mitsis ( 1988 ) chapter 4 ).

6.3.3. "Internal Cause" Interpretation

David Furley and Suzanne Bobzien, both proponents of the ‘internal cause’ interpretation, propose that Epicurus has a similar worry. 19 According to them, Epicurus is not concerned to show that the agent ‘could have done otherwise’ at the moment of choice, or that she has some sort of ‘two-sided power,’ either to perform an action or not to perform it, as a necessary condition for moral responsibility. And so, Epicurus is not concerned to put a swerve directly in the production of every free action. Instead, both say, the role of the swerve is to save us from ‘internal necessity,’ as Lucretius puts it in DRN 2 289 – 293 , that is, the way our characters would be necessitated if determinism were true. If the forma- tion of one’s character were able to be traced entirely to external factors of environment and heredity beyond one’s control, the actions that flow from one’s character would also be traceable entirely to factors external to the agent, and thus they would not really be free. Okeefe p 16

6.3.4. Okeefe's View

My own thesis is that Epicurus’ main concern is not with justified praise and blame, but with preserving the rationality and efficacy of deliberating about one’s future actions, although he thinks that determin- ism is incompatible with both. The reason for this is that a necessary condition on effective deliberation is the openness and contingency of the future, and determinism makes the future necessary. Furthermore, even though Epicurus posits the swerve in order to render causal determinism false, the sort of deterministic argument that Epicurus is concerned to rebut is the fatalist argument given in de Int. 9 and by the Megarians, which moves from considerations of future truth, to the fixity of the future, to the pointlessness of deliberation. Epicurus thinks that, if the Principle of Bivalence (the principle that every statement either is true or is false) held universally, this would make the future fixed in a way such as to render us helpless. (And so we can call my view the ‘bivalence’ interpret- ation.) Epicurus thinks that both logical and causal determinism are incompatible with the contingency of the future, and the swerve renders both false, since logical and causal determinism are mutually entailing. The swerve plays no direct role in the production of action or the formation of character. The main textual support for attributing this role for the swerve to Epicurus is Cicero’s De fato. There is precedent for the sort of position Epicurus adopts in Aristotle’s rejection of the Principle of Bivalence for similar reasons in de Int. 9 . If I am right about this, to assimilate Epicurus’ concerns to those of modern libertarians is highly misleading. OKeefe p 17 … Reductionism vs "Eliminationism" Argument: So first, I will describe what I mean when I call Epicurus a reductionist, and I will argue that many of the claims that are often cited in order to demonstrate that Epicurus is not a ‘reductionist’ do no such thing. Second, I will argue that the tenor of the rest of Epicurus’ philosophy is reductionist. I will concentrate particular attention on what Epicurus has to say about sensible qualities, such as sweetness and whiteness. Epicurus’ position on sensible qualities has been cited as support for a generally ‘anti-reductionist’ strain in Epicurean philosophy; I argue that it indicates just the opposite. Epicurus is showing how a reductionist can account for phenomena like colors, in order to resist Democritus’ eliminativism about sensible qualities, which leads to unacceptable skeptical conclusions. OKeefe Page 68 … Footnote 14 page 72 - Annas often asserts that Epicurus is not a ‘reductivist’ in his philosophy of mind while using the term in a way that is much closer to what is meant by ‘eliminativist.’ For instance, she says that Epicurus’ theory is not reductive, because “atomic theory [does not explain] away what we believe about ourselves” (Annas ( 1992 ) 204 ), and because, for Epicurus, “there are facts about atoms and facts about human agency, and each set of facts will be real; it will be wrong to treat the latter as the mere appearance of the former” (Annas ( 1992 ) 128 ). She then goes on to say that, “In particular, moral development is real . . . by reasoning the individual can overcome handicaps of inherited temperament” (Annas ( 1992 ) 129 ). Mitsis also seems to conflate reductionism and eliminativism; he says that Epicurus wants to save atomism from the “internal rot of reductionism,” that is, “from an eliminative materialism that rejects the explanatory efficacy of notions such as desires, reasons, and intentions” (Mitsis ( 1988 ) 151 ). … This is OKeefe's complaint with Sedley: "It is important to note that Democritus’ abolition of sensible qualities does not follow directly from his reductionism. David Sedley notes, correctly, that Democritus’ brand of atomism is a “bottom-up” theory, in which all things at the “macro-level” of ordinary experience are to explained in terms of the properties and interactions of the atoms that exist at the “micro-level.” But then, Sedley thinks, Democritus infers sensible qualities like sweetness are unreal because they are “nothing over and above physical states.” 26 This is to confuse reductionism with elim- inativism. It is not from a belief that sensible qualities are nothing over and above physical states that Democritus infers that they are unreal. There are some properties of bodies that can be identified with properties of atoms, for example shape and resistance to blows, but it is precisely these properties that are not eliminated, but thought of as real properties of bodies. Rather, it is because sensible qualities cannot be identified with physical states that Democritus infers that they are unreal. No properties either of individual atoms or of atomic aggregates can be found with which we can identify things like ‘sweetness’ or ‘redness.’ … Epicurus does object to determinism. But in this context, Epicurus appears to be targeting Democritus’ eliminativism, which is also well- attested, rather than his determinism. If Epicurus thinks that a result of Democritus’ metaphysics is that the mind and reason are not real, it is obvious how this would have the unacceptable consequences he discusses earlier in the self-refutation argument, whereas it would not be clear how Epicurus would think fatalism follows from Democritus’ determinism. But secondly, if my analysis above of Epicurus’ reply to the possible Democritean objection is correct, this shows that here at least, Epicurus is not directly concerned with causal determinism as such. OKeefe page 93 … Epicurus’ Reductionist Response to Democritean fatalism: summary Epicurus’ overall metaphysics is reductionist, and the descriptions of the mind in the Letter to Herodotus and De rerum natura strongly suggest that Epicurus has an identity theory of mind. Although the text is extremely hard to understand, Epicurus’ assertion that fatalism is self-refuting and his description of psychological development in On Nature 25 fit in well with this picture. Epicurus’ arguments in On Nature 25 are compatible with both reductionism and determinism. He can show that the mind is a real thing and possesses causal efficacy, even within a reductionist materi- alism. And when criticizing the Democritean fatalist, Epicurus says that what needs to be preserved at all costs are the ordinary distinctions that we make about certain things being under our rational control and others not, and that, as long as this is not challenged, to say that things are ‘necessary’ in some other sense is beside the point. We can hold people morally responsible for their actions because they are able to use reason to control their behavior, unlike wild animals. Okeefe page 109

6.3.5. The Swerve and Collisions

Here Okeefe makes a very good argument – there is no reason in an infinite universe for there to have been a first swerve to make a first collision.

6.3.6. The Swerve and Fate

Epicurus is reported to have rejected both the Principle of Bivalence (PB) – the principle that every statement either is true or is false – and the Law of Excluded Middle (LEM) – the principle that every statement of the form ‘p or not-p’ necessarily is true. 5 Most of the fatalist arguments that vex Epicurus start out with disjunctions of contradictory statements (e.g., either Hermarchus will be alive tomorrow, or he will not be alive), and Epicurus rejects the thesis that such statements are true; that is, he rejects LEM, from which follows a rejection of PB. However, as Bobzien notes, Epicurus seems to be concerned with a ‘semantic’ version of LEM; that is, of every contradictory pair of statements, one or the other is true. With this understanding of LEM, PB and LEM are mutually entailing. So I do not think that too much hangs on whether one speaks of LEM or PB, and although the composite argument I am presenting will be in terms of disjunctions of contradictions, I will usually speak of the putative consequences of accepting the universal applicability of the Principle of Bivalence. 6 — In De fato 21 , Cicero directly reports the sort of argument Epicurus was concerned to reject, saying “if either of two alternatives is true from all eternity, that alternative is also certain, and if certain it is also necessary. This, he thinks, would prove both necessity and fate.” As it stands, this is obviously quite sketchy. Bobzien sticks in semantic LEM as a premise to reconstruct the line of thought as follows, calling it the ‘Truth-to- Necessity’ argument: 7 (P 1 ) Of every contradictory pair, either one or the other is true. (P 2 ) If one of every contradictory pair is true, it is also certain. (P 3 ) If it is certain, it is also necessary. (C) Therefore, of every contradictory pair one is necessary. Bobzien notes the striking similarity of the ‘Truth-to-Necessity’ argu- ment to the so-called ‘Mower’ Argument, which has as its conclusion that the contingent – in particular, future contingency – is destroyed. 8 The fatalist argument Aristotle presents likewise has as its conclusion all events come about out of necessity, and that there is no contingency (de Int. 9 18 b 6 – 8 ). …. One of the Problems: This leads, then, to the further conclusion that, if what is going to occur has already been set, then it is pointless to deliberate about it, because what will happen, will happen regardless of what we do. To put it in slightly different terms, if what is going to happen has already been predetermined and is true from all eternity, then it is pointless to strive to make it the case one way or the other. As Aristotle puts it, if the fatalist argument goes through, “there would be no need to deliberate or to take trouble (thinking that if we do this, this will happen, but if we do not it will not). For there is nothing to prevent someone’s having said ten thousand years beforehand that this would be the case, and another’s having denied it; so that whichever of the two was true to say then, will be the case of necessity” (de Int. 9 18 b 31 – 36 ). The Idle Argument, as restated by Cicero in terms of truth instead of fate, says that if it has been true from eternity that you will recover from an illness, then there would be no point in trying to bring it about, since it will happen no matter what you do. 14 Thus, the argument, if it goes through, would make futile not only deliberation, but goal-directed action generally. 15 O'Keefe p 130 … Pragmatic argument: Epicurus gives three sorts of reasons for rejecting the conclusion of the fatalist argument. The first is basically pragmatic: it would be impossible to live if one really believed the thesis that everything occurs according to the ‘necessity of fate’ and acted consistently with that belief. Epicurus gives this argument against the thesis that everything occurs ‘of necessity’ in On Nature 25 , and Epicureans were fond of this type of argument. Lucretius offers an apraxia argument (literally ‘inaction’ argu- ment, more colloquially ‘idle’ or ‘lazy’ argument) against skepticism in DRN 4 469 – 521 , and the Epicurean Colotes actually argues against all philosophies other than Epicureanism on the basis that they make living impossible (Plutarch, Against Colotes). Such apraxia arguments might be problematic – after all, it does not follow from “believing p would make living impossible for the person believing p” that “therefore, not-p” – but they were quite common. Perhaps such arguments would be better viewed as trying to establish, not the falsity of p, but the rational unacceptability of p. In any case, the targets of these apraxia arguments did not respond by questioning the validity of the argument’s form; instead, they denied the premise that their position (or lack of position, as the case may be) would entail apraxia if followed consistently. OKeefe 131 … OKeefe disagrees with Epicurus: "Again, although I think that Epicureans advance this pattern of argu- ment, I find it problematic. Skeptics, of course, will protest that actions need not manifest beliefs in the way Epicureans think they do. 17 More fundamentally, even if we were to grant to the Epicureans that anybody who accepts the conclusion of the fatalist argument is doomed to manifest constantly in his behavior beliefs that contradict that conclusion, it is unclear that the rational course is to reject the conclusion of that argument. OKeefe 132 … The argument that necessity is impossible because we see it is impossible: The final sort of reason for rejecting the conclusion is more straightforward. The way in which Epicurus describes the trichotomy of things which are due to chance, which happen of necessity, and which depend on us (Ep. Men. 133 – 134 ) makes it clear that, if all things did happen of necessity, nothing would ‘depend on us.’ And in On Nature 25 , he asserts that our proleˆpsis of what it is for certain things to ‘depend on us’ or ‘be from us ourselves’ – that is, what certain things ‘depending on us’ or ‘being from us ourselves’ really amounts to – is formed by observing our ability to shape other people’s behavior through argument, to control our own behavior using our reason, and the like. Now, Epicurus thinks it is obvious that certain things do indeed depend on us in this sort of way; therefore, any argument for the conclusion that everything occurs ‘of necessity’ must be unsound. Similarly, when trying to show that not everything occurs according to the “decrees of fate” (DRN 2 254 ), Lucre- tius points to what is evident, the phenomenon that animals are able to initiate action in order to get what they desire. Aristotle gives the same reason for rejecting the fatalist argument he is examining: its conclusion is surely impossible, because “we see that what will be has an origin both in deliberation and in action.” 19 To summarize the argument I take both Epicurus and Lucretius to be deploying, yet another example of Epicur- eans using a modus tollens in order to move from the enarges to the adeˆlon: ( 1 ) If everything occurs of necessity, then we have no ability to initiate action or influence the course of events. ( 2 ) We have the ability to initiate action and influence the course of events. ( 3 ) Therefore, not everything occurs of necessity.

6.3.7. Section 6.4 is "Epicurus' Mistakes"

Most of what Epicurus and Lucretius say about our freedom is compatible with causal determinism. This should not surprise us. Epicurus is not concerned with the freedom required for genuine moral responsibility, but with securing a sort of freedom of action – a rational self-rule that allows us to control our actions and shape our character, so that we can attain a tranquil life. This type of freedom is compatible with causal determinism. However, Epicurus was led, by a series of philosophical mistakes – understandable mistakes, but mistakes nonetheless – to posit an indeterministic atomic motion to help defuse a threat to our freedom. The swerve plays only the subsidiary role of defusing the fatalist implica- tions of the Master Argument and similar arguments based on the universal applicability of the Principle of Bivalence. Despite the swerve’s relative unimportance in Epicurus’ own theory of freedom, it is this element of his theory that in the end has had the greatest philosophical impact. Okeefe p 153

6.4. Norman DeWitt

6.4.1. Chapter 13 "The True Piety" in his book "Epicurus and His Philosophy."

6.4.2. DeWitt agrees with many of Sedley's arguments about the accuracy of what Cicero has to say, but DeWitt does not reach Sedley's "idealist" conclusions.

6.5. "An Epicurean Argument in Cicero, "De Fato" XVII-40, Author(s): Pamela M. Huby Source: Phronesis, Vol. 15, No. 1 (1970), pp. 83-85):

Acts of assent, he says, were said to be determined by necessity by those old philosophers who thought that everything happened by fate (omnia fato lieri), but their opponents tried to free these acts from fate (lato assensiones liberabant), and argued like this: - "If all things happen by fate, all things happen with an antecedent cause; and if this is true of desire (appetitus), it is true also of what follows desire, and therefore true of assent. But if the cause of desire is not within us, desire itself is not in our power: and if this is so, then those things which are brought about by desire are not within us. Therefore neither assent nor action is in our power. And from this it follows that neither praise nor blame are just, nor honours nor punishment." But, Cicero continues, since there is something wrong here, they think it right to conclude that not all things that happen happen of necessity. In 41 Cicero shows at length how Chrysippus tried to answer this argument by making distinctions between various kinds of causes.

6.6. What Greek and Latin Words Are We Talking About?

Don: We'lll want to look for τύχη (and its variants in the Greek). That gets translated a number of ways, including fate, chance, etc.

τῠ́χη • (túkhē) f (genitive τῠ́χης); first declension

the act of a god the act of a human being (regarded as an agent or cause beyond human control) fortune, providence, fate chance (regarded as a result)

good fortune, success ill fortune, misfortune (in a neutral sense, in plural) fortunes

6.7. Dr. David Sedley's "Epicurus' Refutation of Determinm"

7. EpicureanFriends.com

7.1. This article is one of a series focused on the core positions of Epicurean philosophy.

Can we come to a reliable understanding of this position, or any other position, without having read everything that remains from the ancient philosophical texts? Yes, to an extent we can. We have to if we want to live the best life possible to us! And that is in part why the Epicurean criticized Socrates for not being honest with his students and from the beginning telling them exactly what he thought about a question.

Cicero in Academica II iii Lucullus:

Nor is there any difference between ourselves and those who think that they have positive knowledge except that they have no doubt that their tenets are true, whereas we hold many doctrines as probable, which we can easily act upon but can scarcely advance as certain ; yet we are more free and untrammeled in that we possess our power of judgement uncurtailed, and are bound by no compulsion to support all the dogmas laid down for us almost as edicts by certain masters. For all other people in the first place are held in close bondage placed upon them before they were able to judge what doctrine was the best, and secondly they form judgments about matters as to which they know nothing at the most incompetent period of life, either under the guidance of some friend or under the influence of a single harangue from the first lecturer that they attended, and cling as to a rock to whatever theory they are carried to by stress of weather. For as to their assertion that the teacher whom they judge to have been a wise man commands their absolute trust, I would agree to this if to make that judgement could actually have lain within the power of unlearned novices (for to decide who is a wise man seems to be a task that specially requires a wise man to undertake it) ; but granting that it lay within their power, it was only possible for them after hearing all the facts and ascertaining the views of all the other schools as well, whereas they gave their verdict after a single hearing of the case, and enrolled themselves under the authority of a single master. But somehow or other most men prefer to go wrong, and to defend tooth and nail the system for which they have come to feel an affection, rather than to lay aside obstinacy and seek for the doctrine that is most consistent.

7.2. To learn more about Epicurean Philosophy and participate in a community supportive of Epicurean philosophy, please visit us at https://epicureanfriends.com

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